Laserfiche solutions help you rise to the demands with cost-effective, rapidly deployable solutions. Laserfiche software helps financial services firms prosper by reducing the cost of compliance with SEC, NASD, Sarbanes-Oxley, USA PATRIOT Act and other regulations, improving client service and facilitating information sharing between reps and broker-dealer organizations.

Your staff use scanner to capture new account forms, investment applications, commission statements - all your working and archival client records - into single or multiple Laserfiche databases. You can also import word processing, spreadsheet and other electronic documents with simple drag-and-drop actions. Optical Character Recognition (OCR) reads and indexes every word in your documents, enabling full-text searches of their contents.

Comprehensive security measures protect you documents from unauthorized access. The Audit Trail module constantly monitors user activity. Documents published to disc can be accessed but not altered, fulfilling key SEC retention requirements 17a-3 and 17a-4 (as published under NASD notification 93-47). Compact digital backups can be store securely and more cost-effectively off-site.